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ISO 27001 (ISMS) Lead Auditor Quiz Questions and Answers

Answer :
  • No, the main purpose of an audit opening meeting is to introduce and agree on the audit plan, audit team, and roles and responsibilities of each auditor

Explanation :

According to ISO 19011, clause 6.4.3 Conducting opening meeting, the purpose of the opening meeting is to confirm the agreement of all participants (e.g. auditee, audit team) to the audit plan, introduce the audit team and their roles, and ensure that all
Answer :
  • To ensure that the auditors have collected sufficient information to support their conclusion

Explanation :

Each auditor’s work documents must be reviewed by the audit team leader to ensure that the auditors have collected sufficient information to support their conclusions, the audit findings and conclusions are logical, and that the audit procedures were appr
Answer :
  • Conflict of interest situation

Explanation :

A conflict of interest situation is likely where any threats to independence exist, for example self-review. Other factors indicating the need to modify the audit program can be audit findings, external providers, identified conflict of interest, the audi
Answer :
  • FALSE

Explanation :

According to ISO 19011, Figure 1 – Process flow for the management of an audit program, an audit program should follow the steps described in the PDCA model. However, the sequence of the steps can differ depending on the auditee, processes and specific ci
Answer :
  • There is no process in place to manage access to systems and services that process sensitive information

Explanation :

Options A and C are incorrect because they refer to a user registration and de-registration process not being used properly. The key word “has been created” used in the action plan indicates that Company ABC did not have such process in place.
Answer :
  • Suspended

Explanation :

An auditee can have its certification withdrawn when the certified management system has constantly or severely failed to comply with certification requirements, including the requirements related to the effectiveness of the management system
Answer :
  • To ensure the effectiveness and efficiency of the operations

Explanation :

An internal auditor is responsible for auditing processes and procedures in order to ensure the effectiveness and efficiency of operations, safeguard the assets, and ensure compliance with laws, regulations, and contractual obligations.
Answer :
  • A subjective procedure

Explanation :

Evaluation is a more subjective procedure that essentially relies on the auditor’s experience. Yet, the auditor must take into account the materiality of information to determine when the evidence is sufficient, relevant, and reliable.
Answer :
  • Management review results

Explanation :

To verify conformity to clause 10.1 of ISO/IEC 27001, auditors can review documented information such as the results of management reviews, corrective actions, monitoring and measurement results, which may present audit evidence.
Answer :
  • The name of the audit team leader

Explanation :

The certificate that is issued by the certification body contains the name and geographical location of the auditee, management system scope, name and address of the certification body, but not the name of the audit team leader.