ISO 22301 Lead Auditor Course Overview

ISO 22301 Lead Auditor Course Overview

The ISO 22301 (BCMS) Lead Auditor course is designed to train individuals in the principles and practices of conducting and leading a Business Continuity Management System audit in compliance with ISO 22301. This comprehensive course covers the essential framework and strategies necessary for establishing, implementing, managing, monitoring, reviewing, maintaining, and improving a BCMS.

Module 1 provides an introduction to BCMS and ISO 22301, explaining the benefits, applicability, and objectives of a BCMS. Module 2 dives into Audit principles, preparation, and the initiation of an audit, emphasizing the PDCA Cycle and Internal auditing. Module 3 focuses on on-site audit activities, including the BCMS audit process and Required documentation. Module 4 covers the closing of an audit, including assessing Corrective actions and preparing for a Surveillance audit. Finally, Module 5 leads to a certification exam, which upon passing, certifies the learner as an ISO 22301 Lead Auditor.

By enrolling in ISO 22301 auditor training and earning an ISO 22301 certification online, learners can enhance their auditing skills, gain a deeper understanding of BCMS, and help organizations to ensure business continuity and resilience.

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Course Prerequisites

To successfully undertake the ISO 22301 (BCMS) Lead Auditor course, participants should meet the following prerequisites:


  • Understanding of the basic concepts of business continuity, Risk Management, and the principles of business continuity management systems (BCMS).
  • Familiarity with management systems and the core elements of a management system, which include the PDCA cycle, policy, objectives, performance evaluation, and continual improvement.
  • Knowledge of the requirements of ISO 22301 or basic knowledge of planning, implementing, or operating a Business Continuity Management System (BCMS) is beneficial.
  • Experience with internal audits or external audits is helpful, but not mandatory.
  • Basic awareness of how organizations work and the key processes involved, since a BCMS interacts with various levels and functions within an organization.
  • Good communication and analytical skills to effectively participate in the auditing process.

Please remember that these prerequisites are aimed at ensuring a beneficial learning experience. They provide the foundation for participating actively in the course and successfully passing the certification exam. If you feel you need more preparation, Koenig Solutions offers foundational courses that can help bridge the knowledge gap.


Target Audience for ISO 22301 (BCMS) Lead Auditor

The ISO 22301 (BCMS) Lead Auditor course equips professionals with audit expertise in Business Continuity Management Systems.


  • Business Continuity Managers


  • Risk Management Professionals


  • Compliance Officers


  • Quality Assurance Personnel


  • IT Disaster Recovery Managers


  • Information Security Analysts


  • Operational Risk Managers


  • Management Systems Consultants


  • Internal Auditors


  • Corporate Governance Professionals


  • Crisis Management Leaders


  • Regulatory and Compliance Managers


  • IT Governance Professionals


  • ISO Auditors and Consultants


  • Chief Information Officers


  • Chief Operations Officers


  • Organizational Resilience Managers


  • Emergency Response Team Members


  • Lead Auditors seeking to perform and lead BCMS certification audits


  • Experts wanting to prepare for a Business Continuity Management function or for a BCMS project management function




Learning Objectives - What you will Learn in this ISO 22301 (BCMS) Lead Auditor?

Introduction to the Learning Outcomes of the ISO 22301 BCMS Lead Auditor Course

Gain comprehensive expertise in auditing a Business Continuity Management System (BCMS) based on ISO 22301, from understanding its principles to mastering audit techniques and managing an audit program.

Learning Objectives and Outcomes

  • Understand the fundamentals and benefits of a Business Continuity Management System and its applicability.
  • Learn the principles of management systems and the process approach to BCM.
  • Acquire knowledge of the ISO 22301 standard and its objectives for establishing, implementing, maintaining, and continually improving a BCMS.
  • Grasp the fundamental principles and practices of an internal auditor.
  • Prepare and conduct audit activities, including scope definition and the Plan-Do-Check-Act (PDCA) cycle.
  • Execute on-site audit activities, understanding the audit process, required documentation, and procedural, policy, and planning documentation.
  • Develop the skills to assess, document, and follow up on audit findings, including evaluating corrective action plans.
  • Learn how to effectively close an audit, including conducting a closing meeting and completing quality reviews.
  • Understand the procedures and processes involved in a surveillance audit according to ISO 22301 standards.
  • Successfully complete the certification exam to become a recognized ISO 22301 BCMS Lead Auditor.

Technical Topic Explanation

Surveillance audit

A surveillance audit is a periodic review performed by third-party auditors to ensure that an organization continues to meet the standards specified in their ISO 22301 certification. It typically occurs annually after the initial certification audit. This process is crucial for organizations to maintain their ISO 22301 certification, verifying that their business continuity management system remains compliant and effective over time. It helps identify opportunities for improvements and any non-conformities that need to be addressed, ensuring continuous adherence to best practices in business continuity.

ISO 22301

ISO 22301 is an international standard that outlines requirements for setting up and managing an effective Business Continuity Management System (BCMS). This system helps organizations prepare for, respond to, and recover from disruptions, ensuring they can continue operating or quickly resume essential functions. ISO 22301 certification online, through ISO 22301 internal auditor training or ISO 22301 lead auditor courses, provides the necessary skills to audit and improve a BCMS. Gaining ISO 22301 auditor certification equips professionals with the expertise to ensure an organization's resilience against unforeseen disruptions.

Audit principles

Audit principles are foundational guidelines that govern the auditing process, ensuring consistency, reliability, and fairness in the evaluation of a company’s procedures and performance. They encompass integrity, objectivity, confidentiality, and competence. Auditors must follow these principles to deliver unbiased and accurate assessments. For those involved in specific fields like ISO 22301, which addresses Business Continuity Management Systems, understanding these principles is crucial. Training courses like ISO 22301 internal auditor training or ISO 22301 lead auditor course enhance an auditor’s skills in applying these principles effectively while aiming for ISO 22301 certification online.

PDCA Cycle

The PDCA Cycle, or Plan-Do-Check-Act, is a four-step management method used to continually improve processes and products. In the "Plan" phase, you identify an opportunity and plan for change. In the "Do" phase, you implement the change on a small scale. In the "Check" phase, you use data to analyze the results of the change and determine whether it made a difference. Finally, in the "Act" phase, you act on what you've learned, either by making the change permanent or going through the cycle again to seek further improvements.

Internal auditing

Internal auditing is a key business function that involves assessing an organization's processes and controls to ensure compliance, effectiveness, and efficiency. Specifically, ISO 22301 internal auditing focuses on an organization's ability to manage and recover from disruptive incidents through business continuity management. Professionals can enhance their auditing skills through ISO 22301 internal auditor training or a more comprehensive ISO 22301 lead auditor course. For convenience, these certifications, including ISO 22301 certification, can often be obtained online, ensuring auditors are equipped to safeguard and improve business resilience.

BCMS audit process

The BCMS audit process evaluates an organization's Business Continuity Management System to ensure compliance with the ISO 22301 standard, which dictates requirements for maintaining and recovering business operations during disruptions. This process typically involves internal and external audits. Professionals can undergo an ISO 22301 internal auditor training or an ISO 22301 lead auditor course to gain expertise in conducting these audits effectively. These courses help them understand how to assess the preparedness of an organization’s BCMS, leading to ISO 22301 certification online. After gaining experience, auditors can pursue ISO 22301 auditor certification to further validate their skills.

Required documentation

Required documentation refers to the essential records and information that an organization must compile and maintain for various purposes, such as regulatory compliance, standards certification, or audit readiness. These documents provide proof of processes, procedures, and compliance with specified requirements. For example, obtaining ISO 22301 certification online, which focuses on business continuity management, necessitates having comprehensive documentation that demonstrates adherence to the practices and standards set forth in ISO 22301. This documentation is also crucial during ISO 22301 auditor training and certification processes to assess and verify the organization's compliance with the standard.

Corrective actions

Corrective actions in a professional setting involve identifying and rectifying errors or issues that prevent a system, process, or product from meeting its objectives. The goal is to not only fix problems but also to implement steps that prevent their recurrence. This is critical in maintaining quality and efficiency in any operation. In the context of ISO 22301, which deals with business continuity management, corrective actions ensure that an organization can continue critical functions during and after a disruptive incident, fostering resilience and stability.

Target Audience for ISO 22301 (BCMS) Lead Auditor

The ISO 22301 (BCMS) Lead Auditor course equips professionals with audit expertise in Business Continuity Management Systems.


  • Business Continuity Managers


  • Risk Management Professionals


  • Compliance Officers


  • Quality Assurance Personnel


  • IT Disaster Recovery Managers


  • Information Security Analysts


  • Operational Risk Managers


  • Management Systems Consultants


  • Internal Auditors


  • Corporate Governance Professionals


  • Crisis Management Leaders


  • Regulatory and Compliance Managers


  • IT Governance Professionals


  • ISO Auditors and Consultants


  • Chief Information Officers


  • Chief Operations Officers


  • Organizational Resilience Managers


  • Emergency Response Team Members


  • Lead Auditors seeking to perform and lead BCMS certification audits


  • Experts wanting to prepare for a Business Continuity Management function or for a BCMS project management function




Learning Objectives - What you will Learn in this ISO 22301 (BCMS) Lead Auditor?

Introduction to the Learning Outcomes of the ISO 22301 BCMS Lead Auditor Course

Gain comprehensive expertise in auditing a Business Continuity Management System (BCMS) based on ISO 22301, from understanding its principles to mastering audit techniques and managing an audit program.

Learning Objectives and Outcomes

  • Understand the fundamentals and benefits of a Business Continuity Management System and its applicability.
  • Learn the principles of management systems and the process approach to BCM.
  • Acquire knowledge of the ISO 22301 standard and its objectives for establishing, implementing, maintaining, and continually improving a BCMS.
  • Grasp the fundamental principles and practices of an internal auditor.
  • Prepare and conduct audit activities, including scope definition and the Plan-Do-Check-Act (PDCA) cycle.
  • Execute on-site audit activities, understanding the audit process, required documentation, and procedural, policy, and planning documentation.
  • Develop the skills to assess, document, and follow up on audit findings, including evaluating corrective action plans.
  • Learn how to effectively close an audit, including conducting a closing meeting and completing quality reviews.
  • Understand the procedures and processes involved in a surveillance audit according to ISO 22301 standards.
  • Successfully complete the certification exam to become a recognized ISO 22301 BCMS Lead Auditor.