Quality Assurance Training for Auditors Course Overview

Target Audience for Quality Assurance Training for Auditors

1. Introduction: Quality Assurance Training for Auditors is designed for professionals in bank auditing, focusing on CQA principles, risk management, and process improvement for effective auditing reports.

2. Job Roles/Audience:

• Bank Auditors
• Internal Auditors
• External Auditors
• Compliance Officers
• Risk Management Professionals
• Quality Assurance Specialists
• Financial Analysts
• Audit Managers
• Control Analysts
• IT Auditors
• Regulatory Compliance Auditors
• Banking Sector Professionals
• Audit Consultants
• Operational Risk Managers
• Quality Control Officers
• Process Improvement Managers
• Financial Controllers
• Chief Audit Executives
• Finance Managers
• Banking Supervisors
• Internal Control Analysts
• Senior Management in Banking and Finance
• Governance Risk and Compliance Specialists
• Audit and Risk Committee Members

Learning Objectives - What you will Learn in this Quality Assurance Training for Auditors?

Quality Assurance Training for Auditors: Course Overview

The Quality Assurance Training for Auditors course is designed to equip participants with a thorough understanding of Certified Quality Auditor (CQA) principles, risk management, and effective reporting techniques specifically tailored for banking auditing.

Learning Objectives and Outcomes

1. Understand CQA Principles

   • Grasp the fundamental concepts and relevance of CQA in bank auditing.
   • Integrate CQA principles with the Office of the Comptroller of the Currency (OCC) objectives.

2. Master the Auditing Process

   • Learn the four key stages of the auditing process: Preparation, Planning, Performance/Execution, and Reporting.
   • Apply proper auditing procedures within the banking context.
   • Evaluate a banking scenario through a comprehensive case study.

3. Risk Management Proficiency

   • Identify and assess various types of risks associated with banking.
   • Implement effective risk management frameworks tailored to the banking industry.

4. Process Improvement Techniques

   • Utilize various tools and techniques for process improvement in auditing.
   • Employ problem-solving techniques to address issues identified during the audit process.

5. Effective Reporting

   • Understand the core components that make an audit report effective.
   • Develop techniques for creating clear and