ISO 28000 Lead Auditor Course Overview

ISO 28000 Lead Auditor Course Overview

The ISO 28000 Lead Auditor course is designed to equip learners with the expertise to perform a Supply Chain Security Management System (SCSMS) audit by applying widely recognized Audit principles, procedures, and techniques. Throughout the course, participants will gain a thorough understanding of the ISO 28000 security management system, including its importance in ensuring the security and integrity of the global supply chain.

Module 1 sets the foundation with an introduction to SCSMS and ISO 28000, detailing course objectives, relevant standards, the certification process, and the fundamental principles underlying SCSMS.

Module 2 delves into Audit principles, emphasizing an Evidence-based approach, and guides learners through the initial audit stages.

Module 3 focuses on the critical on-site audit activities, enhancing practical skills like communication, Audit procedures, and crafting Non-conformity reports.

Module 4 addresses the finalization of the audit, including documentation, closing procedures, evaluating action plans, and managing Internal audit programs. It also emphasizes the Competence and evaluation of auditors.

Finally, Module 5 culminates in a certification exam to validate the learners' mastery of the ISO 28000 security management system and their ability to lead an audit. This course empowers individuals with the knowledge and skills necessary to ensure supply chain security and to enhance their professional auditing capabilities.

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Course Prerequisites

To ensure a successful training experience in the ISO 28000 Lead Auditor course, participants are recommended to meet the following minimum prerequisites:


  • Basic understanding of supply chain operations and management concepts.
  • Awareness of the key principles of Supply Chain Security Management Systems (SCSMS).
  • Familiarity with ISO standards, particularly those relating to management systems, though specific knowledge of ISO 28000 is not a strict requirement.
  • Experience in quality management, risk management, or a related field is beneficial, though not mandatory.
  • Ability to comprehend and analyze complex documents and standards.
  • Good communication skills, both written and verbal, for effective participation and engagement during audits.
  • Willingness to learn and apply new concepts related to auditing and security management within supply chains.

Please note that these prerequisites are intended to provide a foundation for the learning material covered in the course. They are not intended to be barriers to entry but rather to ensure that participants can engage with the course content effectively and gain maximum benefit from the training.


Target Audience for ISO 28000 Lead Auditor

The ISO 28000 Lead Auditor course is designed for professionals managing supply chain security risks.


  • Supply Chain Managers


  • Compliance Officers


  • Risk Managers


  • Security Managers


  • Logistics Coordinators


  • Quality Assurance Managers


  • Corporate Auditors


  • Regulatory Compliance Managers


  • Professionals aiming for Lead Auditor certification


  • Internal Audit Managers


  • Operations Managers


  • Consultants specializing in Supply Chain Security Management Systems


  • ISO 28000 Auditors seeking formal recognition


  • Business Continuity Planners


  • Security and Safety Professionals




Learning Objectives - What you will Learn in this ISO 28000 Lead Auditor?

Introduction to Learning Outcomes

Gain expertise in auditing Supply Chain Security Management Systems (SCSMS) aligned with ISO 28000 standards to enhance supply chain security and efficiency.

Learning Objectives and Outcomes

  • Understand the structure and objectives of the ISO 28000 Lead Auditor course, including its relevance to SCSMS.
  • Comprehend the international standards, regulatory frameworks, and the certification process related to supply chain security.
  • Grasp the fundamental principles of Supply Chain Security Management Systems and their application in the business context.
  • Learn the core audit concepts, principles, and approaches, focusing on evidence-based auditing.
  • Initiate and prepare for stage 1 and stage 2 audits, understanding their objectives and methodologies.
  • Conduct on-site audit activities effectively, including communication, procedure adherence, and creation of audit test plans.
  • Develop skills to draft concise audit findings and non-conformity reports to drive improvements in supply chain security.
  • Master the documentation process for audits and perform quality reviews to ensure compliance with ISO 28000.
  • Evaluate action plans post-audit and understand the benefits of the initial audit in improving SCSMS.
  • Manage an internal audit program and assess auditor competence, culminating in the ISO 28000 Lead Auditor certification.

Technical Topic Explanation

Supply Chain Security Management System (SCSMS)

A Supply Chain Security Management System (SCSMS) focuses on enhancing the security of the supply chain. Guided by standards like ISO 28000, it helps companies manage and mitigate risks related to theft, fraud, and terrorism throughout the supply chain. This systematic approach covers all aspects from manufacturing to customer delivery and ensures safety, consistency, and reliability in the flow of goods and information, protecting both resources and reputation.

Evidence-based approach

An evidence-based approach in a professional setting involves making decisions and implementing practices based on the best available research, data, and information. This method emphasizes the use of high-quality scientific evidence to guide decisions, ensuring that organizational strategies and operations are grounded in verifiable outcomes. This approach minimizes risks and enhances effectiveness by prioritizing tested and proven techniques over unverified ideas or traditional methods that may not deliver the best results.

Audit procedures

Audit procedures involve systematic steps that auditors use to assess the accuracy, compliance, and reliability of a company's financial and operational information. Auditors examine documents, verify transactions, and test internal controls. The goal is to ensure that the financial statements accurately represent the company's financial status and operations, adhering to legal and regulatory requirements, and that the operations are carried out effectively and efficiently. The procedures help in detecting errors or fraud, ensuring that the organization follows prescribed rules and regulations.

Non-conformity reports

Non-conformity reports are documents used in quality management to formally outline any instance where processes, products, or outcomes fail to meet predetermined standards or requirements. These reports detail what the non-conformity was, where it occurred, who noticed it, and when it was identified. They are crucial for analyzing deviations to prevent recurrence and improve processes, ensuring compliance and enhancing overall efficiency within an organization. By addressing non-conformities effectively, companies can maintain high standards of quality and safety, aligning with best practices like those outlined in an ISO 28000 security management system.

Internal audit programs

Internal audit programs are structured processes used by organizations to assess and improve the effectiveness of their operations, risk management, and compliance with regulations. These programs routinely examine internal controls, policies, and procedures to ensure they meet the organization's objectives and legal requirements. The findings from these audits help in correcting gaps, enhancing efficiencies, and maintaining robust governance structures. This self-examination reinforces accountability and supports continuous improvement, making it crucial for maintaining an organization’s health and integrity.

Competence and evaluation of auditors

Competence and evaluation of auditors involve assessing the skills, knowledge, and performance of auditors to ensure they can effectively assess compliance and system efficacy. Successful auditors must understand regulatory standards, such as the ISO 28000 security management system, and apply analytical and ethical judgment. Evaluations are conducted through reviews of their audit work, feedback from auditees, and continuous professional education. This process is critical to maintaining the integrity and reliability of audits in verifying organizational adherence to established standards and practices.

ISO 28000 security management system

ISO 28000 is a security management system standard developed for companies in any industry to manage the security of their supply chains. It provides a framework to assess security risks, manage threats, and implement effective preventive measures. This systemic approach enhances the ability to respond to and recover from disruptive incidents affecting supply chain security and stability. By adopting ISO 28000, organizations can demonstrate their commitment to security, meeting customer and regulatory demands, and potentially reducing operating costs associated with security breaches.

Audit principles

Audit principles are foundational guidelines ensuring effective, reliable, and consistent assessments in organizations. These principles include integrity, which demands honesty and ethical behavior from auditors; objectivity, prohibiting biases and conflicts of interest; confidentiality, safeguarding the information gathered during the audit process; and competence, which requires auditors to possess the necessary skills and knowledge. Consistency in applying these principles helps in maintaining quality and trust in the audit process, crucial for the organization's credibility and the reliability of its financial and operational reporting.

Target Audience for ISO 28000 Lead Auditor

The ISO 28000 Lead Auditor course is designed for professionals managing supply chain security risks.


  • Supply Chain Managers


  • Compliance Officers


  • Risk Managers


  • Security Managers


  • Logistics Coordinators


  • Quality Assurance Managers


  • Corporate Auditors


  • Regulatory Compliance Managers


  • Professionals aiming for Lead Auditor certification


  • Internal Audit Managers


  • Operations Managers


  • Consultants specializing in Supply Chain Security Management Systems


  • ISO 28000 Auditors seeking formal recognition


  • Business Continuity Planners


  • Security and Safety Professionals




Learning Objectives - What you will Learn in this ISO 28000 Lead Auditor?

Introduction to Learning Outcomes

Gain expertise in auditing Supply Chain Security Management Systems (SCSMS) aligned with ISO 28000 standards to enhance supply chain security and efficiency.

Learning Objectives and Outcomes

  • Understand the structure and objectives of the ISO 28000 Lead Auditor course, including its relevance to SCSMS.
  • Comprehend the international standards, regulatory frameworks, and the certification process related to supply chain security.
  • Grasp the fundamental principles of Supply Chain Security Management Systems and their application in the business context.
  • Learn the core audit concepts, principles, and approaches, focusing on evidence-based auditing.
  • Initiate and prepare for stage 1 and stage 2 audits, understanding their objectives and methodologies.
  • Conduct on-site audit activities effectively, including communication, procedure adherence, and creation of audit test plans.
  • Develop skills to draft concise audit findings and non-conformity reports to drive improvements in supply chain security.
  • Master the documentation process for audits and perform quality reviews to ensure compliance with ISO 28000.
  • Evaluate action plans post-audit and understand the benefits of the initial audit in improving SCSMS.
  • Manage an internal audit program and assess auditor competence, culminating in the ISO 28000 Lead Auditor certification.