ISO 27701 Lead Auditor Course Overview

ISO 27701 Lead Auditor Course Overview

The ISO 27701 Lead Auditor course is designed to equip learners with the knowledge and skills needed to perform privacy information management system (PIMS) audits. Through the course, participants gain a comprehensive understanding of the ISO/IEC 27701 standard and its application in protecting personal data within an organization.

Module 1 introduces the core objectives and structure of the course, standards and regulatory frameworks related to PIMS, the certification process, and fundamental concepts of Information Security and privacy.

Module 2 delves into Audit principles, the influence of technology on audits, the initiation of the audit process, and preparation for the first stage of auditing.

Module 3 covers the practicalities of conducting On-site audit activities, Communication protocols, and creating Audit test plans.

Module 4 focuses on concluding the audit, drafting findings, reviewing audit quality, and evaluating Corrective action plans.

Finally, Module 5 includes the certification exam to validate the knowledge acquired.

By completing the ISO 27701 training, auditors will be well-versed in PIMS privacy information management system audits, ready to enhance data privacy practices within organizations.

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Course Prerequisites

Certainly! Here are the minimum required prerequisites for successfully undertaking the ISO 27701 Lead Auditor course:


  • Basic understanding of privacy principles and data protection regulations.
  • Familiarity with management systems, particularly knowledge of the ISO 27001 standard and Information Security Management Systems (ISMS).
  • Experience with IT or information security practices is highly beneficial.
  • Ability to comprehend reading and writing in the language in which the course is taught.
  • Some prior knowledge of auditing principles and the audit process would be advantageous but not mandatory.

These prerequisites are designed to ensure that participants have a foundational understanding that will enable them to fully engage with the course material and benefit from the training.


Target Audience for ISO 27701 Lead Auditor

The ISO 27701 Lead Auditor course equips professionals with the skills to assess a company's Privacy Information Management System (PIMS).


  • Compliance Officers and Legal Advisors


  • Data Protection Officers


  • IT Security Officers


  • Privacy Officers


  • Information Security Managers


  • Internal Auditors


  • Consultants specializing in data protection


  • Risk Managers


  • PIMS and Information Security team members


  • Professionals seeking to become certified auditors for ISO 27701


  • Corporate Governance Managers


  • Quality Managers


  • Technical Experts seeking to prepare for PIMS audit functions


  • Project Managers or Consultants wanting to master the PIMS audit process


  • Individuals responsible for maintaining conformance with PIMS requirements


  • Experts advising organizations on PIMS requirements




Learning Objectives - What you will Learn in this ISO 27701 Lead Auditor?

  1. Introduction: The ISO 27701 Lead Auditor course equips learners with the knowledge and skills needed to assess and report on the conformance and implementation of a Privacy Information Management System (PIMS) according to ISO/IEC 27701.

  2. Learning Objectives and Outcomes:

  • Understand the structure and requirements of ISO/IEC 27701 within the context of a PIMS.
  • Gain insight into the standards, regulatory frameworks, and the certification process related to privacy and information security.
  • Comprehend the fundamental principles of information security and privacy, and how they apply to PIMS.
  • Learn how to effectively plan, conduct, and follow-up on ISO 27701 audit activities to ensure conformity with the standard.
  • Develop the ability to analyze and make decisions in the context of a PIMS audit.
  • Acquire the skills to initiate, prepare, and conduct a stage 1 audit (document review and preparation for stage 2).
  • Perform an on-site stage 2 audit, including evidence collection, communication, and audit procedure management.
  • Draft clear and structured audit reports and understand the process for closing the audit.
  • Evaluate corrective action plans and monitor the implementation to ensure continuous improvement of the PIMS.
  • Manage an internal audit program and understand the responsibilities of an ISO 27701 lead auditor.

Technical Topic Explanation

Privacy Information Management System (PIMS)

A Privacy Information Management System (PIMS) helps organizations manage and protect personal data. By aligning with standards like ISO 27701, a PIMS ensures compliance with privacy laws and regulations. The system is essential for organizations handling sensitive personal information, offering frameworks for systematically managing privacy risks. Training for ISO 27701, including ISO 27701 lead auditor courses, equips professionals to implement, manage, and audit PIMS. Achieving ISO 27701 certification demonstrates a commitment to privacy and data protection, enhancing organizational credibility and trust.

ISO/IEC 27701 standard

ISO/IEC 27701 is a standard for privacy information management, known as PIMS. It helps organizations manage the privacy of personal data effectively. By adopting ISO 27701, businesses can enhance compliance with privacy regulations globally. This standard extends ISO 27001 by adding privacy controls, thereby aiding organizations in becoming GDPR compliant. Opting for ISO 27701 training can lead to better handling of personal data, mitigating privacy risks. Gaining ISO 27701 certification, especially by a lead auditor, demonstrates a commitment to robust privacy management, establishing trust with customers and regulators concerning the safety of personal information.

Information Security

Information Security is the practice of protecting digital and electronic information from unauthorized access, use, disclosure, disruption, modification, or destruction. It involves various strategies and technologies to secure sensitive data across different computing platforms and environments. Methods like ISO 27701 certification, specifically focusing on privacy information management with PIMS (Privacy Information Management System), and advanced training like ISO 27701 lead auditor courses, help professionals develop robust protections. These standards provide frameworks and guidelines for organizations to manage the privacy and security of personal data effectively and comply with global regulations.

Audit principles

Audit principles form the foundation for effective and reliable evaluations of processes, systems, or organizations. Key principles include integrity, which ensures the auditor is honest and moral; objectivity, preventing bias; confidentiality, safeguarding the information gathered; competency, meaning the auditor is well-informed and skilled; and thoroughness, which involves complete, accurate, and detailed assessments. These principles are crucial when conducting specific audits like those related to ISO 27701 certification, which focuses on privacy information management under the framework of a PIMS (Privacy Information Management System). Observing these principles helps achieve a transparent and effective audit process.

Communication protocols

Communication protocols are sets of rules that help devices exchange information, ensuring successful data transmission over a network. They define the structure, timing, sequencing, and error handling of messages between two different points. These protocols are crucial for the smooth operation of digital networks, enabling devices to interpret and understand the information they send and receive, thus ensuring reliability and efficiency in data transfer and communication systems.

On-site audit activities

On-site audit activities for ISO 27701 focus on evaluating the effectiveness of a Privacy Information Management System (PIMS) at your location. Auditors trained in ISO 27701 and certified as lead auditors conduct thorough assessments, ensuring that your organization's PIMS aligns with the rigorous requirements set by ISO 27701 certification standards. These activities involve reviewing documentation, interviewing staff, and observing operations to verify that practices around data privacy and protection meet the established criteria. This process is essential for organizations seeking to demonstrate compliance and enhance their data management strategies.

Audit test plans

Audit test plans are structured outlines used by auditors to assess whether systems comply with set standards such as ISO 27701. This ISO standard relates to privacy information management systems (PIMS) and guides organizations in managing personal data securely. Audit test plans for ISO 27701 determine if privacy measures are effective and align with regulatory requirements. They specifically help prepare organizations for ISO 27701 certification by systematically evaluating each aspect of the PIMS. Commonly, an ISO 27701 lead auditor will develop and execute these plans to ensure thorough and effective compliance verification.

Corrective action plans

Corrective action plans are structured approaches businesses use to address problems or non-compliance found in their processes. These plans involve identifying the issue, understanding why it occurred, and detailing steps to fix and prevent it in the future. In contexts like gaining ISO 27701 certification or setting up a PIMS privacy information management system, a corrective action plan helps ensure that all practices meet specific standards essential for protecting data and maintaining compliance. Effective plans are critical for organizations aiming to enhance their operations and satisfy audit requirements, such as those conducted by ISO 27701 lead auditors.

Target Audience for ISO 27701 Lead Auditor

The ISO 27701 Lead Auditor course equips professionals with the skills to assess a company's Privacy Information Management System (PIMS).


  • Compliance Officers and Legal Advisors


  • Data Protection Officers


  • IT Security Officers


  • Privacy Officers


  • Information Security Managers


  • Internal Auditors


  • Consultants specializing in data protection


  • Risk Managers


  • PIMS and Information Security team members


  • Professionals seeking to become certified auditors for ISO 27701


  • Corporate Governance Managers


  • Quality Managers


  • Technical Experts seeking to prepare for PIMS audit functions


  • Project Managers or Consultants wanting to master the PIMS audit process


  • Individuals responsible for maintaining conformance with PIMS requirements


  • Experts advising organizations on PIMS requirements




Learning Objectives - What you will Learn in this ISO 27701 Lead Auditor?

  1. Introduction: The ISO 27701 Lead Auditor course equips learners with the knowledge and skills needed to assess and report on the conformance and implementation of a Privacy Information Management System (PIMS) according to ISO/IEC 27701.

  2. Learning Objectives and Outcomes:

  • Understand the structure and requirements of ISO/IEC 27701 within the context of a PIMS.
  • Gain insight into the standards, regulatory frameworks, and the certification process related to privacy and information security.
  • Comprehend the fundamental principles of information security and privacy, and how they apply to PIMS.
  • Learn how to effectively plan, conduct, and follow-up on ISO 27701 audit activities to ensure conformity with the standard.
  • Develop the ability to analyze and make decisions in the context of a PIMS audit.
  • Acquire the skills to initiate, prepare, and conduct a stage 1 audit (document review and preparation for stage 2).
  • Perform an on-site stage 2 audit, including evidence collection, communication, and audit procedure management.
  • Draft clear and structured audit reports and understand the process for closing the audit.
  • Evaluate corrective action plans and monitor the implementation to ensure continuous improvement of the PIMS.
  • Manage an internal audit program and understand the responsibilities of an ISO 27701 lead auditor.