ISO 37001 Lead Auditor Course Overview

ISO 37001 Lead Auditor Course Overview

The ISO 37001 Lead Auditor course is an in-depth program designed to train individuals to conduct and lead anti-bribery management system (ABMS) audits in compliance with ISO 37001 standards. It equips learners with knowledge about regulatory frameworks, certification processes, and fundamental anti-bribery principles. Throughout the course, participants delve into audit concepts, evidence-based and Risk-based auditing, and learn how to initiate and prepare for different stages of an audit. The course emphasizes hands-on activities such as creating Audit test plans and Drafting audit findings. By the end of the program, attendees will be capable of managing an Internal audit program, Evaluating action plans, and ensuring Continuous improvement in anti-bribery measures. This training is crucial for professionals seeking to enhance their auditing skills, ensure compliance with international standards, and contribute to corporate integrity and ethical business practices.

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Course Prerequisites

To successfully undertake the ISO 37001 Lead Auditor course with Koenig Solutions, prospective students should meet the following minimum prerequisites:


  • Understanding of the basic concepts of an Anti-Bribery Management System (ABMS).
  • Familiarity with the key principles of anti-bribery and its regulatory framework.
  • Knowledge of the fundamental audit concepts and principles, including evidence-based and risk-based auditing.
  • Basic awareness of the ISO 37001 standard and its requirements for an ABMS.
  • Some prior experience with internal audits, compliance, ethics, or similar areas is helpful but not mandatory.
  • Effective communication skills (both written and verbal) in the language the course is delivered.

These prerequisites are designed to ensure that participants can fully engage with the course content and get the most out of the training. However, individuals who may not have extensive experience but possess a strong desire to learn and a commitment to professional growth are encouraged to participate.


Target Audience for ISO 37001 Lead Auditor

The ISO 37001 Lead Auditor course is designed for professionals seeking expertise in anti-bribery management systems and auditing.


  • Compliance Officers and Managers


  • Risk Managers


  • Internal Auditors


  • External Auditors


  • Corporate Governance Professionals


  • Legal Professionals


  • Ethics and Integrity Officers


  • Anti-Bribery Consultants


  • Corporate Social Responsibility Managers


  • Quality Assurance Managers


  • Top Management of companies seeking ABMS compliance


  • Employees responsible for anti-bribery management or conformity in an organization


  • Professionals interested in anti-bribery management or involved in anti-bribery controls


  • Management system professionals seeking to add anti-bribery auditing to their skillset


  • Regulatory bodies staff


  • Personnel working in project management or associated with projects where ABMS is applied


  • Individuals aiming for a career in anti-bribery compliance or auditing.




Learning Objectives - What you will Learn in this ISO 37001 Lead Auditor?

Introduction to the Course's Learning Outcomes and Concepts Covered:

The ISO 37001 Lead Auditor course equips students with comprehensive knowledge and skills necessary to perform anti-bribery management system (ABMS) audits against the ISO 37001 standard.

Learning Objectives and Outcomes:

  • Understand the objectives, structure, and requirements of the ISO 37001 standard for anti-bribery management systems.
  • Identify and apply the relevant standards and regulatory frameworks associated with ABMS.
  • Learn the certification process and the role of a Lead Auditor within that process.
  • Grasp the fundamental concepts and principles of anti-bribery and how they apply in various organizational contexts.
  • Gain in-depth knowledge of how to establish, implement, maintain, and improve an ABMS.
  • Master the fundamental audit concepts and principles, including evidence-based and risk-based auditing approaches.
  • Develop the ability to initiate, plan, conduct, and follow up on ISO 37001 audit activities to establish conformity with the standard.
  • Learn how to properly communicate during the audit and effectively create audit test plans.
  • Acquire the skills to draft clear audit findings, nonconformity reports, and document the audit process comprehensively.
  • Understand how to evaluate corrective actions plans and manage an internal audit program post-initial certification audits.

Technical Topic Explanation

Anti-bribery management system (ABMS)

An Anti-bribery Management System (ABMS) helps organizations prevent, detect, and address bribery. Centered around ISO 37001 standards, it provides frameworks for setting up, implementing, maintaining, and improving anti-bribery compliance. Professionals can enhance their expertise in this field by pursuing ISO 37001 lead auditor certification or enrolling in training programs like ISO 37001 internal auditor training and ISO 37001 lead auditor courses. These trainings equip individuals with the necessary skills to effectively audit and ensure adherence to anti-bribery practices, fostering integrity and ethical business conduct.

ISO 37001 standards

ISO 37001 is an international standard designed to help organizations implement an anti-bribery management system. It outlines a series of measures an organization can adopt to prevent, detect, and address bribery. By following ISO 37001, organizations can demonstrate to regulators, customers, and investors that they have robust policies in place to combat bribery. Training and certifications, such as the ISO 37001 lead auditor certification and ISO 37001 internal auditor training, equip individuals with the necessary skills to audit and improve anti-bribery practices effectively within their organizations.

Risk-based auditing

Risk-based auditing is a method where auditors prioritize and focus their resources on the areas that pose higher risks to an organization. It involves assessing the risk of material misstatement in a company's financial reports and formulating an auditing strategy that emphasizes on these riskier parts. The goal is to enhance the efficiency and effectiveness of the audit by aligning the audit effort with the likelihood and impact of potential errors or frauds. This approach allows auditors to tailor their investigation based on the unique risks facing each organization, leading to more pertinent and actionable insights.

Audit test plans

Audit test plans are structured processes used to assess the effectiveness and compliance of operational procedures against predefined standards, such as ISO 37001 for anti-bribery management systems. These plans typically include detailed steps that will be taken by an auditor to ensure that a company’s activities meet the necessary requirements. The content of an audit test plan can vary based on the scope of the audit, but generally includes objectives, criteria, documentation review, interviews, and outcome reporting. It ensures that all practices are aligned with the organization's policies and objectives while mitigating the risk of non-compliance.

Drafting audit findings

Drafting audit findings involves systematically analyzing the evidence gathered during an audit to assess an organization's compliance with standards such as ISO 37001. This process includes summarizing the data, comparing it against the ISO 37001 criteria, and documenting any discrepancies or non-compliances found. The findings are then reported clearly and concisely to help the organization improve its anti-bribery management system. This crucial step ensures the effectiveness of the audit, which can be enhanced through targeted ISO 37001 internal auditor training or participating in a comprehensive ISO 37001 lead auditor course.

Evaluating action plans

Evaluating action plans is the process of assessing the effectiveness and efficiency of strategies designed to achieve specific goals. This involves reviewing the steps in the plan to ensure they are practical and applicable, measuring outcomes against expected results, and making necessary adjustments to improve results. The evaluation aims to confirm whether the resources allocated, timelines set, and methods chosen are leading to the desired outcomes, ensuring the initiative is on track for success.

Internal audit program

An internal audit program is a structured process used by organizations to monitor and evaluate their internal controls, processes, and systems to ensure compliance with regulations, policies, and standards like ISO 37001. This program is essential for continual improvement and identifying areas that require corrective actions. It often incorporates ISO 37001 Internal Auditor Training, where professionals learn to conduct effective audits and ensure anti-bribery measures are in place, per ISO 37001 standards. Completing an ISO 37001 Lead Auditor Course enables auditors to lead audit teams, enhancing their expertise in auditing anti-bribery management systems efficiently.

Continuous improvement in anti-bribery measures

Continuous improvement in anti-bribery measures involves consistently enhancing and updating protocols to prevent corruption. Companies might use standards like ISO 37001 to guide their efforts. This standard helps organizations establish, implement, maintain, and improve an anti-bribery management system. Training programs such as ISO 37001 lead auditor course or ISO 37001 internal auditor training are beneficial. These trainings equip professionals with the necessary skills to audit and oversee their company's compliance with these anti-bribery standards effectively, ensuring ongoing organizational integrity and adherence to legal and ethical norms.

Target Audience for ISO 37001 Lead Auditor

The ISO 37001 Lead Auditor course is designed for professionals seeking expertise in anti-bribery management systems and auditing.


  • Compliance Officers and Managers


  • Risk Managers


  • Internal Auditors


  • External Auditors


  • Corporate Governance Professionals


  • Legal Professionals


  • Ethics and Integrity Officers


  • Anti-Bribery Consultants


  • Corporate Social Responsibility Managers


  • Quality Assurance Managers


  • Top Management of companies seeking ABMS compliance


  • Employees responsible for anti-bribery management or conformity in an organization


  • Professionals interested in anti-bribery management or involved in anti-bribery controls


  • Management system professionals seeking to add anti-bribery auditing to their skillset


  • Regulatory bodies staff


  • Personnel working in project management or associated with projects where ABMS is applied


  • Individuals aiming for a career in anti-bribery compliance or auditing.




Learning Objectives - What you will Learn in this ISO 37001 Lead Auditor?

Introduction to the Course's Learning Outcomes and Concepts Covered:

The ISO 37001 Lead Auditor course equips students with comprehensive knowledge and skills necessary to perform anti-bribery management system (ABMS) audits against the ISO 37001 standard.

Learning Objectives and Outcomes:

  • Understand the objectives, structure, and requirements of the ISO 37001 standard for anti-bribery management systems.
  • Identify and apply the relevant standards and regulatory frameworks associated with ABMS.
  • Learn the certification process and the role of a Lead Auditor within that process.
  • Grasp the fundamental concepts and principles of anti-bribery and how they apply in various organizational contexts.
  • Gain in-depth knowledge of how to establish, implement, maintain, and improve an ABMS.
  • Master the fundamental audit concepts and principles, including evidence-based and risk-based auditing approaches.
  • Develop the ability to initiate, plan, conduct, and follow up on ISO 37001 audit activities to establish conformity with the standard.
  • Learn how to properly communicate during the audit and effectively create audit test plans.
  • Acquire the skills to draft clear audit findings, nonconformity reports, and document the audit process comprehensively.
  • Understand how to evaluate corrective actions plans and manage an internal audit program post-initial certification audits.