PECB/ISO 37301 Lead Auditor Compliance Management System

ISO 37301 Lead Auditor Compliance Management System Certification Training Course Overview

Enroll for 5 day ISO 37301 Lead Auditor Compliance Management System training course from Koenig Solutions accredited by PECB.  In this course you will learn to develop the necessary competence to perform compliance management system (CMS) audits by applying widely recognized audit principles, procedures, and techniques. This training course can potentially qualify you to conduct audits on behalf of conformity assessment bodies.

Target Audience:

  • Auditors seeking to perform and lead CMS audits
  • Managers or consultants seeking to master the CMS audit process
  • Individuals responsible for maintaining conformity to ISO 37301 requirements in an organization
  • Technical experts seeking to prepare for a CMS audit
  • Expert advisors and compliance officers

Learning Objectives:

After completing this course, you will be able to:

  • Understand the main concepts of a compliance management system (CMS) and its processes based on ISO 37301
  • Acknowledge the relationship between ISO 37301 and other standards and regulatory frameworks
  • Understand the auditor’s role in planning, leading, and following up on a CMS audit in accordance with ISO 19011
  • Interpret the requirements of ISO 37301 in the context of a CMS audit
  • Plan an audit, lead a team of auditors, draft nonconformity reports, and follow up on an audit
  • Act with due professional care during an audit



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ISO 37301 Lead Auditor Compliance Management System (40 Hours) Download Course Contents

Live Virtual Classroom
Group Training 1550
04 - 08 Oct 09:00 AM - 05:00 PM CST
(8 Hours/Day)

01 - 05 Nov 09:00 AM - 05:00 PM CST
(8 Hours/Day)

1-on-1 Training (GTR) 1950
4 Hours
8 Hours
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12 PM

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Course Modules

Module 1: Introduction to the compliance management system (CMS) and ISO 37301
  • Training course objectives and structure
  • Standards and regulatory frameworks
  • Certification process
  • Introduction to compliance and CMS based on ISO 37301
  • An overview of ISO 37301 requirements — Clauses 4 to 10
Module 2: Audit principles and the preparation for and initiation of an audit
  • Fundamental audit concepts and principles
  • The impact of trends and technology in auditing
  • Evidence-based auditing
  • Risk-based auditing
  • Initiation of the audit process
  • Stage 1 audit
Module 3: On-site audit activities
  • Preparing for stage 2 audit
  • Stage 2 audit
  • Communication during the audit
  • Audit procedures
  • Creating audit test plans
Module 4: Closing of the audit
  • Drafting audit findings and nonconformity reports
  • Audit documentation and quality review
  • Closing of the audit
  • Evaluation of action plans by the auditor
  • Beyond the initial audit
  • Managing an internal audit program
  • Closing of the training course
Module 5: Certification Exam
  • Topic details are not available.
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Course Prerequisites

A fundamental understanding of ISO 37301 requirements (or ISO 19600 guidelines) for a CMS and a comprehensive knowledge of audit principles.