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ISO 37301 Lead Auditor Course Overview

ISO 37301 Lead Auditor Course Overview

The ISO 37301 Lead Auditor course is designed to equip learners with the expertise to perform a Compliance Management System (CMS) audit by applying widely recognized Audit principles, procedures, and techniques. Throughout the course, participants will gain a thorough understanding of the ISO 37301 requirements, including the framework for establishing, implementing, maintaining, and improving a CMS.

Module 1 introduces the core concepts of a CMS and the structure of the ISO 37301 standard. Learners will understand the Certification process and the importance of compliance within an organization. Module 2 delves into Audit principles, the effects of emerging trends and technology on audits, and the Initial steps in the audit process. Module 3 covers On-site audit activities, including communication and the Creation of audit test plans. Module 4 focuses on finalizing the audit, Documenting findings, and Evaluating corrective action plans. The course concludes with a Module 5 certification exam, assessing the knowledge gained.

Upon completion, participants with ISO 37301 certification will be equipped to assess compliance and enhance an organization’s commitment to integrity.
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(with exam) 		2,200 (USD)
  • Live Training (Duration : 40 Hours)
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  • Live Training (Duration : 40 Hours)
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  • Classroom Training fee on request
  • Includes Official Coursebook
  • Include Exam
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Course Prerequisites

Certainly, for the ISO 37301 Lead Auditor course, potential learners should meet the following minimum prerequisites to ensure they can successfully undertake the training:


  • Basic understanding of compliance concepts and the importance of a compliance management system (CMS).
  • Familiarity with management systems and the core structure of ISO standards, particularly understanding the Plan-Do-Check-Act (PDCA) cycle.
  • Knowledge of the fundamental principles of auditing, as the course will build upon these concepts.
  • Previous experience with internal or external auditing processes is recommended but not mandatory.
  • Awareness of the key requirements and structure of ISO 37301, which will be beneficial for comprehending the course material more thoroughly.
  • Ability to comprehend professional English, as the course material and the certification exam will be presented in this language.

These prerequisites are designed to establish a baseline for all participants, ensuring that the course content is accessible and the learning objectives are achievable. Remember, a willingness to learn and engage with the course material is as important as any formal prerequisite.


Target Audience for ISO 37301 Lead Auditor

  1. The ISO 37301 Lead Auditor course is designed for professionals seeking expertise in compliance management systems.


  2. Targeted job roles and audience for the ISO 37301 Lead Auditor course include:


  • Compliance Managers
  • Risk Managers
  • Internal Auditors
  • Lead Auditors
  • Consultants specializing in compliance management
  • Corporate Governance Managers
  • Legal Advisors
  • Professionals responsible for the maintenance of regulatory compliance within an organization
  • Quality Assurance Specialists
  • Management System Representatives
  • Executive Managers overseeing compliance and risk
  • ISO Project Managers
  • Corporate or Regulatory Compliance Officers
  • Ethics Officers
  • Professionals aiming to become third-party auditors for compliance management systems


Learning Objectives - What you will Learn in this ISO 37301 Lead Auditor?

Introduction to the Learning Outcomes

The ISO 37301 Lead Auditor course equips participants with the knowledge and skills to conduct and lead a compliance management system audit in accordance with ISO 37301.

Learning Objectives and Outcomes

  • Understand the structure and objectives of the ISO 37301 standard for compliance management systems.
  • Gain a comprehensive overview of the regulatory frameworks relevant to compliance management.
  • Learn the certification process and the role of an auditor within that framework.
  • Develop the ability to interpret and apply the requirements of ISO 37301 in the context of an audit.
  • Grasp the fundamental audit concepts and principles, including evidence-based and risk-based auditing approaches.
  • Prepare for and initiate the audit process, including understanding the stages and methodologies involved.
  • Conduct an on-site audit, including stage 2 audit planning, execution, and communication strategies.
  • Master the skills to draft audit findings, nonconformity reports, and document audit evidence.
  • Evaluate corrective action plans and understand the auditor’s role in reviewing proposed actions.
  • Manage an internal audit program and understand the continual improvement process beyond the initial audit.
  • Successfully complete the certification exam to demonstrate the knowledge and skills acquired.

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